DFVN Capital Appreciation Fund (DFVN-CAF)

Fund structure	Open-ended fund
Inception day	3-Jan-2019
List of the Fund	Indefinite
Assets allocation	Equity: 50% - 100% Cash and short-term deposit: 0% - 49%
Management fee	1% NAV/year
Subscription modes	Normal investment Flexible Systematic Investment Plan (SIP)
Trading frequency	on Tuesday, Thursday (The T date)
Cut-off time	11:30 date T-1
Minimum subscription	VND100,000 (one hundred)
Minimum redemption order (Unit)	10 Unit/order
Subscription fee (SIP program)	From 100,000 VND	0%
Redemption fee (SIP program)	06 months From 06 months to 12 months Over 12 months	2.0% 1.5% 0.0%
Switching fee (SIP Program)		0.0%
Investment objectives	DFVN-CAF aims to generate capital and assets gains, striving to be higher than the growth rate of the Vietnam stock market (VN-Index) in the long term.
Investment strategy	DFVN-CAF invests into a diversified portfolio of listed Vietnam’s stocks by combined fundamental and technical analysis approach flexibly
Risk tolerance	Medium/High
Investor characteristics	Who have long-term investment orientation and/or systematic investment plan by allocating a portion of income to invest into the stock market to maximize return
Trading confirmation	03 days since Trading Date (T+3) but no later than the next Trading Date
Payment date	05 days since trading day (T+5)
Dividend policy	Yearly (if any) according to General Investors Meeting decision
Custodian bank, supervisory bank and fund administrator	HSBC Bank Ltd. (Vietnam)
Transfer agency	Viet Nam securities depository and clearing corproration
Distributors	VSDC, BSC, VNSC, MAS, Fincorp, BVSC, TCBS, Digi Invest, Yuanta, Investing Pro, Digi Finance
Auditor	PwC
Board of Fund Representatives	- Mr. Do Hung Viet – Chairman - Mr. Huynh Van Dung – Member - Mr. Nguyen Gia Huy Chuong – Member
Fund Managers	- Mr. Dang Nguyen Truong Tai - Ms. Tran Thi Anh Tram